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On Investment Management Co CRD 105662
$3.15B regulatory AUM 308 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-08-01 |
Branch Locations
4585 State Route 39, Berlin, OH 44610 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pizza Parlor V | Sugarcreek | OH | 03/2014 | 05/2019 |
| Provia Door And Window | Sugarcreek | OH | 06/2019 | 01/2021 |
| Hummel Group | Berlin | OH | 01/2021 | Present |
| Kent State University | New Philadelphia | OH | 05/2016 | 05/2020 |
| The On Equity Sales Company | Cincinnati | OH | 03/2022 | Present |
| Hummel Wealth Management, Llc | Berlin | OH | 07/2024 | Present |
There is no name of the business. I am a dog broker as a hobby. I advertise breeder's dogs to connect them with buyers. The business is not investment related. I do; this by myself. All of the work is done during non-business hours and is NOT done during securities trading hours. I started in 12/30/2021. ;4 hours a month doing this. I spend (0 hours doing this during securities trading hours.); My duties are I take pictures of the puppies, advertise them on a website made for selling dogs, and connect potential buyers with the breeders.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-24 |
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