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145 South Wells, Ste 1301, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-09-11 |
| AL | RA | APPROVED | 2025-08-26 |
Branch Locations
145 South Wells, Ste 1301, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great Point Capital, Llc | Chicago | IL | 02/2025 | 03/2026 |
| Vieth Wealth Advisors | Eldon | MO | 04/2021 | Present |
| Unemployed | Iberia | MO | 01/2021 | 06/2021 |
| Kidwell Telecom Servicew | Barnett | MO | 06/2020 | 01/2021 |
| Professional Services Llc | Osage Beach | MO | 06/2019 | 06/2020 |
| Buffalo Wild Wings | Lake Ozark | MO | 01/2019 | 06/2019 |
| Saint Louis University | St. Louis | MO | 08/2018 | 12/2018 |
| Buffalo Wild Wings | Lake Ozark | MO | 02/2016 | 08/2018 |
| Stone Bridge Senior Living | Osage Beach | MO | 01/2017 | 05/2017 |
| Quincy Wells Advisors, Llc | Vernon | AL | 08/2025 | Present |
| Quincy Wells Capital, Llc | Vernon | AL | 03/2026 | Present |
Nichole Shadow is the co-owner of 828 Apparel, LLC a clothing store. The address of 828 Apparel, LLC is 129 S. Grand Ave. Eldon, MO 65026. The start date is Sept 3, 2024. Her duties will be day to day operations, and she plans to spend 0 hours per month during normal trading hours and less than 20 hour per month outside of normal trading hours. This is investment not related. Nichole Shadow is an operations and insurance specialist at Vieth Wealth Advisors. The address of Vieth Wealth Advisors is Eldon MO, 65026. The start date is April 1, 2021. Her duties will be to Offer investment products to prospects and current clients, assist in account opening and maintenance, and she plans to spend 84 hours per month during normal trading hours 10 hours per month outside of normal trading hours. This is not investment related. Nichole Shadow will be an Independent Agent at Prudential Life Insurance. The address of Prudential Life Insurance is 751 Broad St, Newark, NJ. The start date is March 1, 2022. Her duties will be Life Insurance Sales, and she plans to spend 0 hours per month during normal trading hours and 0 hours per month outside of normal trading hours. This is not investment related. Nichole Shadow will be an Independent Agent at Anthem, a Health Insurance company. The address of Anthem is 220 Virginia Avenue, Indianapolis, IN. The start date is March 1, 2022. Her duties will be Medicare Advantage Sales, and she plans to spend 0 hours per month during normal trading hours and 0 hours per month outside of normal trading hours. This is not investment related. Nichole Shadow will be the Treasurer/Secretary at Fayette Kiwanis Club, a charitable organization. The address of Fayette Kiwanis Club is 224 Second Ave NW, Fayette, AL 35555. The start date is Oct 2, 2025. Her duties will be to deposit donations & dues, reconcile accounts, take meeting minutes. and she plans to spend 2 hours per month during normal trading hours and 2 hour per month outside of normal trading hours. This is not investment related. Nichole Shadow will be a Financial Reporter at Alabama News Wire. The address of Alabama News Wire is 202 2nd Avenue SE Fayette, AL 35555. The start date is Jan 13, 2026. Her duties will be Weekly financial report, and she plans to spend 4 hours per month during normal trading hours and 4 hours per month outside of normal trading hours. This is not investment related. Nicole Shadow will be a Children's Minister at Fayette Church of God. The address is 611 Temple Ave S, Fayette, AL 35555. The start date is 5/7/2026. No time will be spent on this activity during trading hours and only a cumulative of 8 hours total.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2025-02-25 |
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