Dayton Smith

Employer firm

Creative Planning CRD 105348

$296B regulatory AUM 1,767 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → 11/2021
  Charles Schwab & Co., Inc.
  Austin, TX
• 11/2015 → 02/2021
  H-E-B, Lp
  New Braunfels, TX
• 12/2021 → 12/2022
  Kestra Investment Services, Llc
  Austin, TX
• 01/2023 → 04/2024
  Ml&R Wealth Management Llc
  Austin, TX
• 04/2024 → Present
  Creative Planning, Llc
  Overland Park, KS

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-09-05
• S63 Uniform Securities Agent State Law Examination
  2021-09-24

Designations

• Certified Financial Planner