Anthony Swanson

Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-06-17
MI	RA	APPROVED	2025-11-05
KS	RA	APPROVED	2025-08-06
NE	RA	APPROVED	2021-12-08

FL RA
APPROVED

Since 2026-06-17
MI RA
APPROVED

Since 2025-11-05
KS RA
APPROVED

Since 2025-08-06
NE RA
APPROVED

Since 2021-12-08

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

Hastings, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Knights Of Columbus Insurance	New Haven	CT	07/2000	Present
Knights Of Columbus Asset Advisors	New Haven	CT	03/2021	Present

07/2000 → Present

Knights Of Columbus Insurance

New Haven, CT
03/2021 → Present

Knights Of Columbus Asset Advisors

New Haven, CT

Other Businesses

Knights of Columbus Insurance. Not investment-related. 630 N Shore Dr, Hastings, NE 68901. Life, LTC, DI, & Fixed Annuity sales. Field & General Agent. 7/1/2003. 160 hrs/month. 32.5 hrs/week during trading hours. Hire, train, & manage Field Agents. Three's Company LLC. Not investment-related. 630 N Shore Dr, Hastings, NE 68901. Rental property management. Partner. 3 hrs/month. 0 hrs/week during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-11-30

S65 Uniform Investment Adviser Law Examination

2021-11-30

View on SEC IAPD