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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-06-02 |
Branch Locations
16427 N Scottsdale Road Suite 410, #413, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth | Fayetteville | AR | 06/2026 | Present |
| Pfs Investments Inc | Miami Lakes | FL | 05/2017 | 10/2018 |
| Knighthead Annuity | Grand Cayman | 10/2015 | 11/2017 | |
| City National Rochdale | Pompano Beach | FL | 10/2018 | 10/2022 |
| Ari Fg | Aventura | FL | 11/2017 | 10/2018 |
| Pnc Investments | Fayetteville | AR | 11/2022 | 04/2025 |
| Mml Investors Services, Llc | Fayetteville | AR | 09/2025 | 06/2026 |
| Massmutual Life Insurance Company | Fayetteville | AR | 08/2025 | 06/2026 |
| Unemployed | Miami | FL | 04/2025 | 08/2025 |
| Cnr Securities, Llc | Pompano Beach | FL | 10/2018 | 10/2022 |
| Pnc Managed Account Solutions, Inc. | Miami | FL | 11/2022 | 11/2023 |
1) VOCE INC POSITION: Board member NATURE: nonprofit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 5636 Saddleridge Place, Springdale FL 72762, United States DESCRIPTION: Take meeting minutes, participate in board meetings and performances. 2) WOMEN IN INSURANCE & FINANCIAL SERVICES (WIFS) POSITION: Board of Directors NATURE: 501c6 INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: 2828 N Central Ave, Suite 100, Phoenix AZ 85004, United States DESCRIPTION: Monthly chapter committee meetings, assist in conference planning, and promote educational opportunities for women in finance. 3) OPERA IN THE OZARK'S POSITION: Board Member NATURE: non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/25/2025 ADDRESS: 16311 HWY 62 W, Eureka Springs AZ 72632, United States DESCRIPTION: Quarterly board meetings. 4) ENHARMONIC WEALTH PLLC POSITION: Financial Planner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/25/2025 ADDRESS: 533 E. Double Eagle Place, Fayetteville AR 72701, United States DESCRIPTION: Insurance sales and service for various carriers. DBA for financial services business. 5) ADVISORY RESOURCE GROUP LLC POSITION: Regional Relationship Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/01/2026 ADDRESS: 10900 NE 4th St, Ste 2300 #2413, Bellevue WA 98004, United States DESCRIPTION: Talent acquisition for the OSJ. Help advisors build teams. 6) PACIFIC CAPITAL RESOURCE GROUP INC POSITION: Regional Relationship Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/01/2026 ADDRESS: 10900 NE 4th St, Ste 2300, #2413, Bellevue WA 98004, United States DESCRIPTION: Talent acquisition for the OSJ. Helping advisors build teams. 7) RENTAL PROPERTIES POSITION: Owner NATURE: owner INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 ADDRESS: 533 E. Double Eagle Place, Fayetteville AR 72701, United States DESCRIPTION: rental properties
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-13 |
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