Alison Morgan Roth

Employer firm

Mariner Independent CRD 305418

$7.34B regulatory AUM 47 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → 03/2022
  Adviceperiod, Llc
  Forest Hills, NY
• 10/2020 → 03/2021
  Apexium Financial
  New York, NY
• 03/2018 → 10/2020
  Altfest Personal Wealth Management
  New York, NY
• 06/2015 → 03/2018
  Payden & Rygel
  Los Angeles, CA
• 03/2022 → 07/2024
  Mariner Wealth Advisors
  Los Angeles, CA
• 04/2022 → Present
  Mariner Platform Solutions
  Los Angeles, CA

Previous Registrations

• 2022-03-01 → 2024-04-12
  Mariner
  Patchogue, NY
  Woodland Hills, CA
• 2021-03-18 → 2022-03-30
  Adviceperiod, Llc
  Forest Hills, NY
  Los Angeles, CA

Designations

• Certified Financial Planner
• Chartered Financial Analyst