Michael D Garofalo

Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-08-04
NJ	RA	APPROVED	2023-08-10

FL RA
APPROVED

Since 2026-08-04
NJ RA
APPROVED

Since 2023-08-10

Branch Locations

Mount Laurel, NJ • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Knights Of Columbus Asset Advisors	New Haven	CT	03/2021	Present
Kinghts Of Columbus Insurance	New Haven	CT	09/2018	Present
Knights Of Columbus Insurance	New Haven	CT	09/2013	08/2018

03/2021 → Present

Knights Of Columbus Asset Advisors

New Haven, CT
09/2018 → Present

Kinghts Of Columbus Insurance

New Haven, CT
09/2013 → 08/2018

Knights Of Columbus Insurance

New Haven, CT

Other Businesses

Knights of Columbus Insurance Assistant General Agent Non-Investment Related. Assistant General Agent - Selling Life Insurance & Annuities, Long Term Care Insurance, and Disability Insurance. Started 09/2013 80 hours monthly. New Haven, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-08-04

S65 Uniform Investment Adviser Law Examination

2023-08-04

Other Names

Michael Garofalo

View on SEC IAPD