Best Investors Account Sign in

Todd Duncan

J.P. Morgan Securities LLC

Palo Alto, CA

San Francisco, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-29
CA RA APPROVED 2023-11-07
  • TX RA
    APPROVED
    Since 2025-07-29
  • CA RA
    APPROVED
    Since 2023-11-07

Branch Locations

2100 El Camino Real, Palo Alto, CA 94306 • United States

560 Mission Street, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Palo Alto CA 03/2021 07/2021
Wells Fargo Bank, Na Palo Alto CA 08/2017 11/2022
Enterprise Trust And Investment Company Los Gatos CA 02/2002 08/2017
First Republic Investment Management, Inc Palo Alto CA 11/2022 Present
First Republic Securities Company, Llc Palo Alto CA 08/2023 09/2023
J.P. Morgan Securities Llc Palo Alto CA 09/2023 Present
Jp Morgan Chase Bank, N.A. Palo Alto CA 10/2023 Present
  • 03/2021 → 07/2021
    Wells Fargo Clearing Services, Llc
    Palo Alto, CA
  • 08/2017 → 11/2022
    Wells Fargo Bank, Na
    Palo Alto, CA
  • 02/2002 → 08/2017
    Enterprise Trust And Investment Company
    Los Gatos, CA
  • 11/2022 → Present
    First Republic Investment Management, Inc
    Palo Alto, CA
  • 08/2023 → 09/2023
    First Republic Securities Company, Llc
    Palo Alto, CA
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    Palo Alto, CA
  • 10/2023 → Present
    Jp Morgan Chase Bank, N.A.
    Palo Alto, CA
Previous Registrations
  • 2022-11-21 → 2025-03-19
    J.P. Morgan Private Wealth Advisors Llc
    Palo Alto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-09
  • S66 Uniform Combined State Law Examination
    2023-10-09
Designations
Other Names
  • Todd Matthew Duncan

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
CITIGROUP GLOBAL MARKETS INC.
DCVC
DCVC BIO
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
WAVERLEY CAPITAL MANAGEMENT, LLC
LUMINARI CAPITAL MANAGEMENT, LLC

Other Investors

DANIEL P MCGOVERN
SIRMA M TZOUTZOVA
LARYSA P SMYKOVSKAYA
CARL WONG
ALISON JONES
AAYUSH KUMAR
JEFFREY MARKS
MARIE WREAKS

Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
DCVC · PALO ALTO, CA
DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

More in Palo Alto, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor