Todd Duncan

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → 07/2021
  Wells Fargo Clearing Services, Llc
  Palo Alto, CA
• 08/2017 → 11/2022
  Wells Fargo Bank, Na
  Palo Alto, CA
• 02/2002 → 08/2017
  Enterprise Trust And Investment Company
  Los Gatos, CA
• 11/2022 → Present
  First Republic Investment Management, Inc
  Palo Alto, CA
• 08/2023 → 09/2023
  First Republic Securities Company, Llc
  Palo Alto, CA
• 09/2023 → Present
  J.P. Morgan Securities Llc
  Palo Alto, CA
• 10/2023 → Present
  Jp Morgan Chase Bank, N.A.
  Palo Alto, CA

Previous Registrations

• 2022-11-21 → 2025-03-19
  J.P. Morgan Private Wealth Advisors Llc
  Palo Alto, CA

Exams

• S66 Uniform Combined State Law Examination
  2023-10-09

Designations

• Chartered Financial Analyst

Other Names

• Todd Matthew Duncan