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8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-07-16 |
Branch Locations
1528 E Williams Field Rd Suite 104, Gilbert, AZ 85295 • United States
8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 10/2022 | 06/2025 |
| Arizona Army National Guard | Bellemont | AZ | 09/2021 | Present |
| Goldbook Financial | Scottsdale | AZ | 10/2020 | 01/2022 |
| American Philanthropic | Phoenix | AZ | 07/2019 | 01/2021 |
| Wholefoods Market | Tempe | AZ | 11/2018 | 12/2019 |
| General Dynamics Mission Systems | Scottsdale | AZ | 05/2018 | 08/2018 |
| Thomas Aquinas College | Santa Paula | CA | 08/2017 | 05/2018 |
| General Dynamics Mission Systems | Scottsdale | AZ | 05/2017 | 08/2017 |
| Thomas Aquinas College | Santa Paula | CA | 08/2016 | 05/2017 |
| Vanguard Group | Scottsdale | AZ | 07/2022 | 08/2022 |
| Bank Of America N.A. | Chandler | AZ | 08/2023 | 06/2025 |
| United Advisor Group Dba Flat Iron Wealth Management | Gilbert | AZ | 06/2025 | Present |
For profit Name: Arizona Army National Guard Investment related: no Address: Tuscon, AZ 85756 Nature of business: Military Compensation: yes Position: 2nd Lieutenant Start date: 09/21/2021 Numbers of hours devoted: 10 hrs/month + one weekend per month Hours during trading hours: 0 Duties: I am in charge of a platoon of 50 MP soldiers. I ensure they are trained and ready to deploy to defend the state and country and to assist with civil disturbances and natural disasters. I am responsible for the monitoring the wellbeing of all my soldiers. I am in charge of all the equipment assigned to my platoon. Executive Officer of the 860th MP Company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-15 |
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