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Current Employers
United Advisor Group

8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-07-16
  • AZ RA
    APPROVED
    Since 2025-07-16

Branch Locations

1528 E Williams Field Rd Suite 104, Gilbert, AZ 85295 • United States

8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 10/2022 06/2025
Arizona Army National Guard Bellemont AZ 09/2021 Present
Goldbook Financial Scottsdale AZ 10/2020 01/2022
American Philanthropic Phoenix AZ 07/2019 01/2021
Wholefoods Market Tempe AZ 11/2018 12/2019
General Dynamics Mission Systems Scottsdale AZ 05/2018 08/2018
Thomas Aquinas College Santa Paula CA 08/2017 05/2018
General Dynamics Mission Systems Scottsdale AZ 05/2017 08/2017
Thomas Aquinas College Santa Paula CA 08/2016 05/2017
Vanguard Group Scottsdale AZ 07/2022 08/2022
Bank Of America N.A. Chandler AZ 08/2023 06/2025
United Advisor Group Dba Flat Iron Wealth Management Gilbert AZ 06/2025 Present
  • 10/2022 → 06/2025
    Chandler, AZ
  • 09/2021 → Present
    Arizona Army National Guard
    Bellemont, AZ
  • 10/2020 → 01/2022
    Goldbook Financial
    Scottsdale, AZ
  • 07/2019 → 01/2021
    American Philanthropic
    Phoenix, AZ
  • 11/2018 → 12/2019
    Wholefoods Market
    Tempe, AZ
  • 05/2018 → 08/2018
    General Dynamics Mission Systems
    Scottsdale, AZ
  • 08/2017 → 05/2018
    Thomas Aquinas College
    Santa Paula, CA
  • 05/2017 → 08/2017
    General Dynamics Mission Systems
    Scottsdale, AZ
  • 08/2016 → 05/2017
    Thomas Aquinas College
    Santa Paula, CA
  • 07/2022 → 08/2022
    Vanguard Group
    Scottsdale, AZ
  • 08/2023 → 06/2025
    Bank Of America N.A.
    Chandler, AZ
  • 06/2025 → Present
    United Advisor Group Dba Flat Iron Wealth Management
    Gilbert, AZ
Previous Registrations
Other Businesses

For profit Name: Arizona Army National Guard Investment related: no Address: Tuscon, AZ 85756 Nature of business: Military Compensation: yes Position: 2nd Lieutenant Start date: 09/21/2021 Numbers of hours devoted: 10 hrs/month + one weekend per month Hours during trading hours: 0 Duties: I am in charge of a platoon of 50 MP soldiers. I ensure they are trained and ready to deploy to defend the state and country and to assist with civil disturbances and natural disasters. I am responsible for the monitoring the wellbeing of all my soldiers. I am in charge of all the equipment assigned to my platoon. Executive Officer of the 860th MP Company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-15
  • S66 Uniform Combined State Law Examination
    2023-09-15
Other Names
  • Joseph Thomas Zwemke

View on SEC IAPD

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