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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2022-08-01
  • ID RA
    APPROVED
    Since 2022-08-01

Branch Locations

1111 W Jefferson St Ste 540, Boise, ID 83702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hub International Boise ID 11/2018 03/2021
Adp Lynnwood WA 06/2017 10/2018
Paychex Inc Renton WA 12/2013 06/2017
Northwestern Mutual Investment Services Llc Boise ID 08/2021 Present
Travis Stokes Nampa ID 05/2021 02/2024
Randall Smith Boise ID 05/2021 01/2024
Joshua Harmon Boise ID 05/2021 01/2024
Robert Shannon Boise ID 05/2021 01/2024
Unemployed Boise ID 04/2021 05/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2022 02/2023
Grateful Ducks, Llc Boise ID 01/2024 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2024 Present
  • 11/2018 → 03/2021
    Hub International
    Boise, ID
  • 06/2017 → 10/2018
    Adp
    Lynnwood, WA
  • 12/2013 → 06/2017
    Paychex Inc
    Renton, WA
  • 08/2021 → Present
    Boise, ID
  • 05/2021 → 02/2024
    Travis Stokes
    Nampa, ID
  • 05/2021 → 01/2024
    Randall Smith
    Boise, ID
  • 05/2021 → 01/2024
    Joshua Harmon
    Boise, ID
  • 05/2021 → 01/2024
    Robert Shannon
    Boise, ID
  • 04/2021 → 05/2021
    Unemployed
    Boise, ID
  • 09/2022 → 02/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2024 → Present
    Grateful Ducks, Llc
    Boise, ID
  • 02/2024 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. 100% OWNER, ONLINE TRADING CARDS SALES, 2610 W JEFFERSON ST,, BOISE, , IDAHO, 83702, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 7/7/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SELL TRADING CARDS ONLINE 2. ADMINISTRATIVE MANAGER/BOOKKEEPER, SOL THERAPY BOISE, 2610 W JEFFERSON ST, BOISE, , IDAHO, 83702, UNITED STATES OF AMERICA, BOOKKEEPER/TAX PREPARER, START DATE: 12/20/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRIVATE THERAPY PRACTICE ADMINISTRATIVE MANAGER; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-29
  • S66 Uniform Combined State Law Examination
    2022-07-29
Other Names
  • Richard H Freer
  • Rich Freer

View on SEC IAPD

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