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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-03-26 |
Branch Locations
1011 Route 22 Suite 104, Bridgewater, NJ 08807 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Timbers Resorts | Jupiter | FL | 04/2023 | 08/2023 |
| Bausch Health Companies | Bridgewaters | NJ | 05/2019 | 08/2019 |
| Goldman Sachs Ayco Personal Financial Management | Parisppany | NJ | 02/2021 | 01/2022 |
| Bernards High School | Bernardsville | NJ | 09/2012 | 09/2016 |
| Gettysburg College | Gettysburg | PA | 10/2016 | 06/2020 |
| Somerset Hills Physical Therapy | Basking Ridge | NJ | 09/2023 | Present |
| Unemployed | Bernardsville | NJ | 02/2022 | 01/2023 |
| Job Search | Bernardsville | NJ | 07/2020 | 01/2021 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 01/2024 | Present |
1 -- DBA ABMM POSITION: Registered Representative NATURE: DBA/Financial Services/Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 40 START DATE: 1/22/2024 ADDRESS: 517 1 South, Suite 4100 Iselin NJ 08830, United States DESCRIPTION: DBA/Financial Services; Life Insurance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-25 |
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