Earl Randall Banks

LPl Financial LLC

CRD 7349484

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2026-03-11

KS RA
APPROVED

Since 2026-03-11

Branch Locations

11409 Ash St Ste B, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
N2L Wealth Management	Leawood	KS	10/2023	Present
Gls And Associates	Leawood	KS	04/2020	10/2023
Home Depot	Overland Park	KS	08/2013	04/2020
Lpl Financial	Leawood	KS	07/2021	Present

10/2023 → Present

N2L Wealth Management

Leawood, KS
04/2020 → 10/2023

Gls And Associates

Leawood, KS
08/2013 → 04/2020

Home Depot

Overland Park, KS
07/2021 → Present

Lpl Financial

Leawood, KS

Other Businesses

1) 01/13/2026 - N2L Wealth Management / DBA LPL Business (entity for LPL business) Inv Related / At reported business location (s)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-02

S66 Uniform Combined State Law Examination

2026-03-02

View on SEC IAPD

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