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Colin Noone

Ubs Financial Services Inc.

Charlotte, NC

CRD 7349403

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-21
  • NC RA
    APPROVED
    Since 2023-08-21

Branch Locations

6100 Fairview Road 9Th Floor, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Autobell Harrisburg NC 10/2020 03/2021
Ubs Financial Services Charlotte NC 05/2021 Present
Soccerrealz Charlotte NC 09/2020 04/2021
Doordash Charlotte NC 05/2020 12/2020
Fedex Charlotte NC 05/2020 07/2020
Footlocker Concord NC 09/2016 05/2017
Student Charlotte NC 01/2010 05/2021
  • 10/2020 → 03/2021
    Autobell
    Harrisburg, NC
  • 05/2021 → Present
    Ubs Financial Services
    Charlotte, NC
  • 09/2020 → 04/2021
    Soccerrealz
    Charlotte, NC
  • 05/2020 → 12/2020
    Doordash
    Charlotte, NC
  • 05/2020 → 07/2020
    Fedex
    Charlotte, NC
  • 09/2016 → 05/2017
    Footlocker
    Concord, NC
  • 01/2010 → 05/2021
    Student
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-19
  • S66 Uniform Combined State Law Examination
    2023-08-19

View on SEC IAPD

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MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
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