Andrew J Booms

Thrivent Investment Management Inc.

CRD 7349216

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2023-04-05

MI RA
APPROVED

Since 2023-04-05

Branch Locations

Freeland, MI • United States

429 N. State St, Caro, MI 48723 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Michigan Radio Communications	Midland	MI	01/2020	04/2021
Professional Sports Catering	Midland	MI	10/2015	01/2020
Midland Stadium Concessions	Midland	MI	04/2013	10/2016
Thrivent Investment Management Inc	Caro	MI	05/2021	Present
Thrivent Financial	Appleton	WI	08/2021	10/2021
Thrivent Financial	Appleton	WI	10/2021	Present

01/2020 → 04/2021

Michigan Radio Communications

Midland, MI
10/2015 → 01/2020

Professional Sports Catering

Midland, MI
04/2013 → 10/2016

Midland Stadium Concessions

Midland, MI
05/2021 → Present

Thrivent Investment Management Inc

Caro, MI
08/2021 → 10/2021

Thrivent Financial

Appleton, WI
10/2021 → Present

Thrivent Financial

Appleton, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-04-04
S63	Uniform Securities Agent State Law Examination	2021-07-01

S65 Uniform Investment Adviser Law Examination

2023-04-04
S63 Uniform Securities Agent State Law Examination

2021-07-01

View on SEC IAPD

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