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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-10-05
  • NJ RA
    APPROVED
    Since 2022-10-05

Branch Locations

New York, NY • United States

875 3Rd Ave Fl 23, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc New York NY 03/2022 09/2022
New York Life Insurance Company White Plains NY 03/2021 03/2022
New Image Realty And Construction Montrose NY 06/2011 03/2021
Adam Lincoln Gilson New York NY 09/2022 09/2022
Adam Lincoln Gilson New York NY 09/2022 Present
Northwestern Mutual Investment Services Llc New York NY 09/2022 Present
  • 03/2022 → 09/2022
    Nylife Securities Llc
    New York, NY
  • 03/2021 → 03/2022
    New York Life Insurance Company
    White Plains, NY
  • 06/2011 → 03/2021
    New Image Realty And Construction
    Montrose, NY
  • 09/2022 → 09/2022
    Adam Lincoln Gilson
    New York, NY
  • 09/2022 → Present
    Adam Lincoln Gilson
    New York, NY
  • 09/2022 → Present
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-10
S63 Uniform Securities Agent State Law Examination 2021-10-21
  • S65 Uniform Investment Adviser Law Examination
    2022-03-10
  • S63 Uniform Securities Agent State Law Examination
    2021-10-21
Other Names
  • Matthew Marussich

View on SEC IAPD

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