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Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-02
  • TX RA
    APPROVED
    Since 2021-08-02

Branch Locations

10210 Grogans Mill Rd Suite 130, The Woodlands, TX 77380 • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus New Haven CT 10/2002 Present
  • 10/2002 → Present
    Knights Of Columbus
    New Haven, CT
Other Businesses

Knights of Columbus Insurance, non-investment related, life insurance, Field Agent, Selling life insurance, long term care, disability income and annuities, Start Date: 10/2002, 80 hours a month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-29
  • S65 Uniform Investment Adviser Law Examination
    2021-07-29
Other Names
  • Mark Deaton

View on SEC IAPD

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