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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-04-18 |
| TX | RA | APPROVED | 2022-10-17 |
| NC | RA | APPROVED | 2022-09-10 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
Columbia, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ally Invest Securities Llc | Charlotte | NC | 03/2021 | 07/2021 |
| Wells Fargo Bank N.A. | Charlotte | NC | 07/2019 | 03/2021 |
| Drivetime | Charlotte | NC | 12/2017 | 06/2019 |
| T-Mobile | Charlotte | NC | 01/2016 | 11/2017 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 01/2022 | Present |
| Mondelez Global | Columbia | SC | 08/2021 | 01/2022 |
UBER EATS, NOT INV RELATED, SAN FRANCISCO, CA, DELIVERY DRIVER, START: 9/21/2022, 40 HRS/MONTH, 0 HRS DURING TRADING, DRIVE AND DELIVER FOOD. INSTACART; NOT INV. RELATED; SACRAMENTO, CA; START DATE 9/21/2022; 40 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: DELIVERY DRIVER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-23 |
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