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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-05-10
  • FL RA
    APPROVED
    Since 2021-05-10

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

Boynton Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Insurance New Haven CT 03/2012 Present
Knights Of Columbus Asset Advisors New Haven CT 03/2021 Present
  • 03/2012 → Present
    Knights Of Columbus Insurance
    New Haven, CT
  • 03/2021 → Present
    Knights Of Columbus Asset Advisors
    New Haven, CT
Other Businesses

Knights of Columbus Insurance Assistant General Agent Non-Investment Related. Field Agent - Selling Life Insurance & Annuities, Long Term Care Insurance, and Disability Insurance. Started 03/2012 80 hours monthly. New Haven, CT Melear Pod A Homeowner's Association. I'm one of 5 homeowners who volunteer our time to help make sure the budget of the association is properly allocated. We make decisions, our management company and accounting firm execute. I spend about 4 hours a month, we meet virtually.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-30
  • S65 Uniform Investment Adviser Law Examination
    2021-04-30

View on SEC IAPD

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