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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-09 |
| IA | RA | APPROVED | 2021-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Fort Madison | IA | 02/2021 | Present |
| Act, Inc. | Iowa City | IA | 02/2020 | 02/2021 |
| The University Of Iowa Office Of Outreach And Engagement | Iowa City | IA | 07/2017 | 01/2020 |
| The University Of Iowa School Of Urban And Regional Planning | Iowa City | IA | 08/2015 | 05/2017 |
Independent Insurance Brokering; Wellmark Insurance; 07/06/2021; Group.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-02 |
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