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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-09
IA RA APPROVED 2021-05-20
  • TX RA
    APPROVED
    Since 2021-06-09
  • IA RA
    APPROVED
    Since 2021-05-20

Branch Locations

Iowa City, IA • United States

702 Avenue F, Fort Madison, IA 52627-2913 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Fort Madison IA 02/2021 Present
Act, Inc. Iowa City IA 02/2020 02/2021
The University Of Iowa Office Of Outreach And Engagement Iowa City IA 07/2017 01/2020
The University Of Iowa School Of Urban And Regional Planning Iowa City IA 08/2015 05/2017
  • 02/2021 → Present
    Fort Madison, IA
  • 02/2020 → 02/2021
    Act, Inc.
    Iowa City, IA
  • 07/2017 → 01/2020
    The University Of Iowa Office Of Outreach And Engagement
    Iowa City, IA
  • 08/2015 → 05/2017
    The University Of Iowa School Of Urban And Regional Planning
    Iowa City, IA
Other Businesses

Independent Insurance Brokering; Wellmark Insurance; 07/06/2021; Group.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-02
  • S66 Uniform Combined State Law Examination
    2021-05-02
Other Names
  • Jordan Brown
  • Jordan Lee Brown

View on SEC IAPD

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