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Austin C Klinger

Ubs Financial Services Inc.

Dallas, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-17
  • TX RA
    APPROVED
    Since 2021-09-17

Branch Locations

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Dallas TX 04/2021 Present
Capital One Dallas TX 03/2020 03/2021
Milliman Advisors Llc Dallas TX 08/2018 03/2020
General Motors Financial Irving TX 04/2017 07/2018
Milliman Inc Dallas TX 09/2014 04/2017
  • 04/2021 → Present
    Ubs Financial Services Inc
    Dallas, TX
  • 03/2020 → 03/2021
    Capital One
    Dallas, TX
  • 08/2018 → 03/2020
    Milliman Advisors Llc
    Dallas, TX
  • 04/2017 → 07/2018
    General Motors Financial
    Irving, TX
  • 09/2014 → 04/2017
    Milliman Inc
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-17
  • S66 Uniform Combined State Law Examination
    2021-09-17

View on SEC IAPD

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