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Nicholas Michael Luise

Empower Advisory Group, LLC

Plympton, MA

Greenwood Village, CO

CRD 4912390

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-07-28
  • MA RA
    APPROVED
    Since 2025-07-28

Branch Locations

Plympton, MA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc Hanover MA 09/2014 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hingham MA 05/2017 02/2020
Bank Of America, N.A. Hingham MA 05/2017 02/2020
Citizens Securities, Inc Milton MA 02/2020 05/2021
Citizens Bank Milton MA 02/2020 05/2021
Personal Capital Advisors Corporation Plympton MA 05/2021 04/2023
Empower Advisory Group, Llc Greenwood Village CO 04/2023 05/2023
Tiaa Providence RI 05/2023 06/2025
Tiaa-Cref Individual & Institutional Services, Llc Providence RI 05/2023 06/2025
Empower Financial Services, Inc Greenwood Village CO 06/2025 Present
Empower Advisory Group, Llc Greenwood Village CO 06/2025 Present
Previous Registrations
Other Businesses

CRANBERRY KNOLL CONDO ASSOCIATION POSITION: Treasurer NATURE: I will be taking over as treasurer of the condo association I live in on the board of trustees. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: Cranberry Knoll St, Plympton MA 02367, United States DESCRIPTION: tally income and pay association bills. document via quickbooks. attend monthly board meetings.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-08
S63 Uniform Securities Agent State Law Examination 2006-07-21
  • S66 Uniform Combined State Law Examination
    2007-06-08
  • S63 Uniform Securities Agent State Law Examination
    2006-07-21
Other Names
  • Nicholas M Luise
  • Nicholas Luise

View on SEC IAPD

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