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Matthew Jeffrey Roth

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-22
  • TX RA
    APPROVED
    Since 2023-06-22

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 03/2023 Present
Clear Capital Reno NV 11/2021 03/2023
Full-Time Education Reno NV 08/2021 12/2021
Northwestern Mutual Sacramento CA 05/2021 08/2021
Mount Madiana Ymca Morgan Hill CA 01/2018 10/2018
Cordevalle San Martin CA 12/2017 07/2021
Dioceses Of San Jose Morgan Hill CA 06/2014 08/2018
Charles Schwab Bank, Ssb Westlake TX 12/2023 Present
  • 03/2023 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 11/2021 → 03/2023
    Clear Capital
    Reno, NV
  • 08/2021 → 12/2021
    Full-Time Education
    Reno, NV
  • 05/2021 → 08/2021
    Northwestern Mutual
    Sacramento, CA
  • 01/2018 → 10/2018
    Mount Madiana Ymca
    Morgan Hill, CA
  • 12/2017 → 07/2021
    Cordevalle
    San Martin, CA
  • 06/2014 → 08/2018
    Dioceses Of San Jose
    Morgan Hill, CA
  • 12/2023 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-17
  • S66 Uniform Combined State Law Examination
    2023-06-17

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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