Richard Tyler Gatherum

Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → Present
  Sanford C. Bernstein & Co., Llc
  Salt Lake City, UT
• 08/2012 → 03/2021
  Key Private Bank
  Salt Lake City, UT

Other Businesses

Count: 1 1) BusinessName: WOW Windowboxes franchise INVESTMENT RELATED: Yes, Investment Related ADDRESS: Corporate Headquarters - 5155 Kieley Place, Cincinnati, Ohio 45217 NATURE OF BUSINESS: A WOW Windowboxes franchise is a niche home services and commercial landscaping business. Franchisees provide custom-built window box installations, seasonal floral refreshes, and automatic drip irrigation systems to both residential and commercial properties, operating on a high-retention, recurring-revenue model. POSITION: Spouse is purchasing a franchise territory RELATIONSHIP: 2026-06-30 APPROXIMATE NUMBER HOURS: 10 hours/month, 0 hours during trading hours YOUR DUTIES: I will help my spouse close the books each month. My spouse will act as the CEO and will oversee business operations. Her core activities are centered around business management, local marketing, and operational logistics rather than manual labor, as the model is designed to utilize a small team of 1 to 3 trained field technicians. On a regular basis, the franchise owner manages route optimization through proprietary software, coordinates inventory and supply chain logistics with regional wholesale nurseries to source mature plants, and oversees financial health, including the collection of automated monthly subscription fees. A heavy emphasis is placed on local business development and marketing, where the franchisee conducts on-site consultations to assess structural mounting and sun exposure, pitches customized aesthetic solutions to high-value commercial clients like restaurants and retail shops, and leverages local networking and visual social media marketing to acquire residential accounts. Operationally, the franchisee ensures strict quality control over the installation of copper or composite boxes and hidden automatic drip irrigation systems, while strategically pivoting into intense three-to-four-week logistical sprints at the turn of each season—Spring, Summer, Fall, and Winter—to seamlessly execute simultaneous floral refreshes across their entire client portfolio and maintain high annual customer retention.

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-08-17
• S65 Uniform Investment Adviser Law Examination
  2011-03-28

Other Names

• Richard Gatherum