Best Investors Account Sign in
Inactive

Richard Raymond Bleser

St. Germain Investment Management

Springfield, MA

CRD 4912289

Claim This Profile
Employer firm

St. Germain Investment Management CRD 155186

$3.79B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
St. Germain Investment Management

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-11-24
  • MA RA
    APPROVED
    Since 2015-11-24

Branch Locations

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. Germain Investment Management Springfield MA 09/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-17
S63 Uniform Securities Agent State Law Examination 2005-04-18
  • S65 Uniform Investment Adviser Law Examination
    2015-11-17
  • S63 Uniform Securities Agent State Law Examination
    2005-04-18
Other Names
  • Richard Bleser

View on SEC IAPD

Nearby Firms

RAYMOND JAMES & ASSOCIATES, INC.
MORGAN STANLEY
LPL FINANCIAL LLC

Nearby Investors

GEOFFREY WILLIAM MOORE
Charles M Bonatakis
MARK WILLIAM TEED

Nearby Offices

RAYMOND JAMES & ASSOCIATES, INC. · SPRINGFIELD, MA
MORGAN STANLEY · Springfield, MA
LPL FINANCIAL LLC · SPRINGFIELD, MA

More in Springfield, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor