Daniel V. Rowbottom

J.P. Morgan Securities LLC

CRD 7347990

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-11-16
OH	RA	APPROVED	2021-05-21

TX RA
APPROVED

Since 2022-11-16
OH RA
APPROVED

Since 2021-05-21

Branch Locations

1300 E 9Th St Floor 18, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank Na	Cleveland	OH	03/2021	Present
Jpmorgan Securities Llc	Cleveland	OH	03/2021	Present
Ernst & Young, Llp	Columbus	OH	07/2017	02/2021
University Of Illinois	Champaign	IL	08/2013	05/2017
Unemployed	Broadview Heights	OH	06/2017	06/2017

03/2021 → Present

Jpmorgan Chase Bank Na

Cleveland, OH
03/2021 → Present

Jpmorgan Securities Llc

Cleveland, OH
07/2017 → 02/2021

Ernst & Young, Llp

Columbus, OH
08/2013 → 05/2017

University Of Illinois

Champaign, IL
06/2017 → 06/2017

Unemployed

Broadview Heights, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-05-21

S66 Uniform Combined State Law Examination

2021-05-21

Other Names

Daniel Victor Rowbottom
Daniel V Rowbottom

View on SEC IAPD

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