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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-12-04
  • LA RA
    APPROVED
    Since 2024-12-04

Branch Locations

8201 Village Plaza Court Ste 2B, Baton Rouge, LA 70810 • United States

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Baton Rouge LA 01/2022 Present
Louisiana State University Baton Rouge LA 08/2019 05/2023
Archbishop Chapelle High School Metairie LA 08/2014 05/2019
Northwestern Mutual Baton Rouge LA 03/2021 12/2021
Archbishop Chapelle High School Metairie LA 06/2020 06/2021
Unemployed Kenner LA 05/2019 08/2019
  • 01/2022 → Present
    Baton Rouge, LA
  • 08/2019 → 05/2023
    Louisiana State University
    Baton Rouge, LA
  • 08/2014 → 05/2019
    Archbishop Chapelle High School
    Metairie, LA
  • 03/2021 → 12/2021
    Northwestern Mutual
    Baton Rouge, LA
  • 06/2020 → 06/2021
    Archbishop Chapelle High School
    Metairie, LA
  • 05/2019 → 08/2019
    Unemployed
    Kenner, LA
Other Businesses

Board of Directors; FPA Louisiana Chapter Leadership; Member at Large; 1290 Broadway, Suite 1625, Denver, CO, 80203; Not Investment-Related; 04/15/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-27
  • S66 Uniform Combined State Law Examination
    2024-11-27

View on SEC IAPD

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