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Gavin J Ricks

Morgan Stanley

Dallas, TX

CRD 7347902

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-17
  • TX RA
    APPROVED
    Since 2021-12-17

Branch Locations

2121 North Pearl Street Suite 500, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Dallas TX 06/2021 Present
Whitewood Lanes Lubbock TX 10/2018 04/2021
University Pointe Lubbock TX 12/2019 04/2021
Clintsman Financial Planning Southlake TX 05/2020 08/2020
Winco Foods North Richland Hills TX 11/2016 07/2017
Raiders Pass Lubbock TX 11/2019 04/2020
Popeyes Keller TX 05/2016 04/2017
Haltom High School Haltom City TX 08/2014 05/2017
Texas Tech University Lubbock TX 05/2017 05/2021
  • 06/2021 → Present
    Morgan Stanley
    Dallas, TX
  • 10/2018 → 04/2021
    Whitewood Lanes
    Lubbock, TX
  • 12/2019 → 04/2021
    University Pointe
    Lubbock, TX
  • 05/2020 → 08/2020
    Clintsman Financial Planning
    Southlake, TX
  • 11/2016 → 07/2017
    Winco Foods
    North Richland Hills, TX
  • 11/2019 → 04/2020
    Raiders Pass
    Lubbock, TX
  • 05/2016 → 04/2017
    Popeyes
    Keller, TX
  • 08/2014 → 05/2017
    Haltom High School
    Haltom City, TX
  • 05/2017 → 05/2021
    Texas Tech University
    Lubbock, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-16
  • S66 Uniform Combined State Law Examination
    2021-12-16

View on SEC IAPD

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