James Richard Szado

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → Present
  Gps Financial Group Llc
  Avon, OH
• 05/2018 → 03/2021
  Third Federal Savings And Loan
  Cleveland, OH
• 09/2017 → 03/2018
  Freedom Mortgage
  Cleveland, OH
• 10/2015 → 09/2017
  New York Community Bank
  Cleveland, OH
• 02/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2021 → 02/2022
  Cetera Advisor Networks
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: GPS FINANCIAL GROUP LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/2021; POSITION/TITLE/RELATIONSHIP: INVESTMENT ASSISTANT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: CLERICAL, PREPARE FOR CLIENT REVIEWS, CLIENT MAINTENANCE;

Exams

• S66 Uniform Combined State Law Examination
  2022-06-06