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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-01-04
TX RA APPROVED 2022-01-04
  • PA RA
    APPROVED
    Since 2022-01-04
  • TX RA
    APPROVED
    Since 2022-01-04

Branch Locations

150 Lakemont Park Blvd, Altoona, PA 16602 • United States

254 Nittany Valley Dr, Bellefonte, PA 16823 • United States

Martinsburg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B&E Powder Solutions Shelocta PA 06/2016 11/2018
Delaney And Fritz Pc Indiana PA 02/2018 04/2018
Indiana University Of Pennsylvania Indiana PA 08/2014 05/2018
Whipperhill Compliance Llc Coudersport PA 12/2018 05/2021
Thrivent Investment Management Inc Duncansville PA 05/2021 Present
Thrivent Financial Appleton WI 05/2021 09/2021
Thrivent Financial Appleton WI 09/2021 Present
  • 06/2016 → 11/2018
    B&E Powder Solutions
    Shelocta, PA
  • 02/2018 → 04/2018
    Delaney And Fritz Pc
    Indiana, PA
  • 08/2014 → 05/2018
    Indiana University Of Pennsylvania
    Indiana, PA
  • 12/2018 → 05/2021
    Whipperhill Compliance Llc
    Coudersport, PA
  • 05/2021 → Present
    Duncansville, PA
  • 05/2021 → 09/2021
    Thrivent Financial
    Appleton, WI
  • 09/2021 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-03
S63 Uniform Securities Agent State Law Examination 2021-07-08
  • S66 Uniform Combined State Law Examination
    2022-01-03
  • S63 Uniform Securities Agent State Law Examination
    2021-07-08

View on SEC IAPD

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