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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-10
AL RA APPROVED 2021-08-20
  • TX RA
    APPROVED
    Since 2021-11-10
  • AL RA
    APPROVED
    Since 2021-08-20

Branch Locations

Owens Cross Roads, AL • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

1608 Four Mile Post Rd, Huntsville, AL 35802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lockheed Martin Huntsville AL 01/2021 03/2021
United States Military Academy West Point NY 06/2008 12/2020
First Command Fort Worth TX 03/2021 08/2021
First Command Financial Planning Fort Worth TX 08/2021 Present
First Command Advisory Services Fort Worth TX 08/2021 Present
First Command Insurance Services Fort Worth TX 08/2021 Present
  • 01/2021 → 03/2021
    Lockheed Martin
    Huntsville, AL
  • 06/2008 → 12/2020
    United States Military Academy
    West Point, NY
  • 03/2021 → 08/2021
    First Command
    Fort Worth, TX
  • 08/2021 → Present
    First Command Financial Planning
    Fort Worth, TX
  • 08/2021 → Present
    Fort Worth, TX
  • 08/2021 → Present
    First Command Insurance Services
    Fort Worth, TX
Other Businesses

Name of the other business: Peepop LLC Whether the business is investment-related: No Address of the other business: 1608 four mile post road, Huntsville, AL 35802 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Nov 01, 2022 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: None LLC for FC only business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-11
  • S66 Uniform Combined State Law Examination
    2021-08-11

View on SEC IAPD

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