Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-28 |
| PA | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Ephrata | PA | 09/2021 | 02/2025 |
| Pathway Financial Group | Ephrata | PA | 03/2021 | Present |
| Concourse Financial Group Securities Inc | Ephrata | PA | 03/2021 | 11/2021 |
| Psers | Harrisburg | PA | 10/2018 | 03/2021 |
| West Shore School District | New Cumberland | PA | 08/2007 | 10/2018 |
| Concourse Financial Group Securities Inc | Ephrata | PA | 09/2022 | 02/2025 |
| Cetera Wealth Services, Llc | Ephrata | PA | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
PATHWAY FINANCIAL GROUP; Investment Related; 860 N Reading Road, Ephrata, PA 17522; Insurance and Investment Services; Administrative Support; Start Date 03/2021; 160 hours per month, more or less, with the majority of those hours occurring during trading hours; Provide administrative support to include client meeting attendance, meeting agenda preparation, report creation, summary note input and financial assessment study. >> HAGY FINANCIAL SERVICES; Investment Related; 860 N Reading Road, Ephrata, PA 17522; Insurance; Insurance Agent; Start Date 05/2021; 20 hours per month with no hours per month occurring during trading hours; Meet with clients and provide financial products and services to clients as/when needed.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-05 |
Reach out to this advisor