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Sian Eluned Matt

LPl Financial LLC

Owego, NY

CRD 7347452

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-26
  • NY RA
    APPROVED
    Since 2022-01-26

Branch Locations

460 E Front St, Owego, NY 13827 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Owego NY 03/2021 Present
The Legal Aid Society Of Mid New York Binghamton NY 01/2013 02/2021
  • 03/2021 → Present
    Lpl Financial Llc
    Owego, NY
  • 01/2013 → 02/2021
    The Legal Aid Society Of Mid New York
    Binghamton, NY
Other Businesses

1.04/28/2026; not applicable; Notary; Investment Related; at Reported Business Location(s); Start Date 02/01/2026; 1hrs/mth; 1hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-25
  • S66 Uniform Combined State Law Examination
    2022-01-25
Other Names
  • Sian Eluned Allen

View on SEC IAPD

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