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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1998-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 01/1985 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 05/1992 | Present |
I*2034290, Entity Type Fiduciary , Name of OBA: LC Address: Dallas, Texas, 75238 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 26-Sep-2024 No Hours:1 Monthly No Hours during trading: 0 Duties: I*2034291, Entity Type Fiduciary , Name of OBA: CC Address: Dallas, Texas, 75238 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 26-Sep-2024 No Hours:1 Monthly No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-28 |
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