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Td Private Client Wealth LLC CRD 164484
$8.57B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-03-07 |
| FL | RA | APPROVED | 2024-10-08 |
| NH | RA | APPROVED | 2022-06-16 |
| MA | RA | APPROVED | 2022-01-03 |
| NJ | RA | APPROVED | 2021-05-26 |
Branch Locations
41 Drum Hill Road, Chelmsford, MA 01824 • United States
333 State Street 2Nd Floor, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Chelmsford | MA | 12/2016 | 03/2021 |
| Lucia's | Winchester | MA | 02/2016 | 12/2016 |
| Td Bank N.A. | Andover | MA | 03/2021 | Present |
| Td Private Client Wealth Llc | Andover | MA | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-11-24 |
| S65 | Uniform Investment Adviser Law Examination | 2021-05-24 |
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