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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-24
PA RA APPROVED 2015-02-19
OH RA APPROVED 2015-02-12
  • TX RA
    APPROVED_RES
    Since 2015-02-24
  • PA RA
    APPROVED
    Since 2015-02-19
  • OH RA
    APPROVED
    Since 2015-02-12

Branch Locations

30195 Chagrin Blvd, Pepper Pike, OH 44124 • United States

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cleveland OH 02/2015 Present
Previous Registrations
  • 2014-12-10 → 2015-02-13
    Akron, OH
  • 2013-09-18 → 2014-12-08
    Akron, OH
    Akron, OH
    Akron, OH
  • 2012-05-16 → 2013-09-18
    Firstmerit Advisors, Inc.
    Akron, OH
Other Businesses

I*423855 For profit or not for profit: Entity For Profit Name of outside business organization: KJSJ Properties LLC Investment related: N Address of business: Streetsboro, OH 44241 Position, title, association: Other, Start date of relationship: 3/29/2021 Number of hours devoted: 2 hrs Mthly Number of hours devoted during trading hours: 0 Duties: Family Held, My husband and I are buying real estate for rental property purposes I*3781281, Entity Type: Not for profit, Name of OBA: Streetsboro Levy Committee Address: Streetsboro Ohio 44241 Investment Related: No Position, Title, Association: committee member Employee Start Date: 03/01/2026 No Hours: 2 monthly No Hours during trading: 0 Duties: communication, education and fundraising (with no direct access to funds, create awareness and education on upcoming school levies I*4478271 Entity Type: Fiduciary role Name of OBA: K. J. Address: Streetsboro, Ohio, 44241 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/09/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Spouse

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-15
  • S66 Uniform Combined State Law Examination
    2012-05-15
Other Names
  • Sarah M Troyer

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