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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret Grant & Co., Inc. | Wantage | NJ | 04/2022 | 09/2023 |
| Infinity Wealth Management | Wantage | NJ | 03/2021 | Present |
| The Music Den | Randolph | NJ | 08/2019 | 06/2022 |
| Clifton Twp Boe | Clifton | NJ | 03/2019 | 06/2019 |
| Vernon Twp Boe | Vernon | NJ | 10/2018 | 11/2018 |
| Wayne Twp Boe | Wayne | NJ | 10/2017 | 06/2018 |
| Mahwah Twp Boe | Mahwah | NJ | 09/2015 | 06/2017 |
| Unemployed | Sparta | NJ | 07/2017 | 10/2017 |
| Unemployed | Sparta | NJ | 07/2018 | 10/2018 |
| Unemployed | Sparta | NJ | 12/2018 | 03/2019 |
| Unemployed | Sparta | NJ | 07/2019 | 08/2019 |
| Faith Center For The Arts | Wharton | NJ | 06/2022 | 06/2023 |
| Sussex County Community College | Newton | NJ | 09/2021 | Present |
| Lpl | Wantage | NJ | 09/2023 | Present |
| Self Employed Clarinet Instructor | Sparta | NJ | 01/2015 | Present |
1- 04/2024 / Infinity Wealth Group / DBA for LPL Business (entity for LPL business) / Investment Related / 50 hrs mnth / 50 hrs during trading / start date 09/01/2021 2- 04/2024 / Brianna Aslanian / Other / Non Investment Related / 5 hrs mnth / start date 01/01/2015 3- 04/2024 / Professor / Outside/W-2 Employment / Non Investment Related / 10 hrs mnth / 5 hrs during trading / start date 09/01/2020 4- 03/24/2025 - Kean University - Not Investment related - Other - Musician - Morris Ave Union, NJ - Start Date : 03/31/2025 - Musician - 6 Hrs/Mth - 0 Hrs During Trading. 5) 03/24/2025 - Sparta High School - Not Investment related - Other - Musician - Mountain Road Sparta, NJ - Start Date: 03/02/2025 - Sparta High School - Performing musician for local musical group - 6 Hrs/Mth - 0 Hrs During Trading - 6) 04/28/2025 - High Point Regional High School - Not Investment Related - Other - Musician - At Reported Business Location(s) -Start Date:04/06/2025 - 25 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-29 |
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