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Amanda Cecile Nichols

Wells Fargo Clearing Services, LLC

Richmond, VA

CRD 7347003

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-01
VA RA APPROVED 2021-08-31
  • TX RA
    APPROVED
    Since 2021-11-01
  • VA RA
    APPROVED
    Since 2021-08-31

Branch Locations

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Richmond VA 08/2016 Present
Other Businesses

NON-ACTIVE VIRGINIA STATE LAW LICENSE; NOT INV. RELATED; RICHMOND,VA; CONTINUING EDUCATION COURSES ONLY; START DATE 10/15/2007; NUBMER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; NON PRACTICING LICENSE ATTORNEY. | RENTAL PROPERTY; INV RELATED; VIRGINIA BEACH, VA; 50% OWNERSHIP; 05/2025; 5 HOURS PER MONTH; 0 DURING TRADING; SHORT TERM RENTAL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-31
  • S66 Uniform Combined State Law Examination
    2021-08-31

View on SEC IAPD

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