Richard Dean Dickson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Lpl Financial Llc
  Houston, TX

Previous Registrations

• 2006-02-21 → 2009-04-21
  Citigroup Global Markets Inc.
  New York, NY
• 2005-03-18 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Houston, TX

Other Businesses

1. 08/25/2014 - GALENE FINANCIAL - INV REL - 5120 WOODWAY SUITE 9000 HOUSTON, TEXAS 77056 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 08/14/2014 - TIME SPENT 160 HOURS PER MONTH - HOUSTON, TX

Exams

• S66 Uniform Combined State Law Examination
  2005-03-17