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Charles Rodgers

J.P. Morgan Securities LLC

Palm Beach Gardens, FL

San Francisco, CA

Jupiter, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-27
TX RA APPROVED 2023-11-22
  • FL RA
    APPROVED
    Since 2023-11-27
  • TX RA
    APPROVED
    Since 2023-11-22

Branch Locations

3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States

1 Front Street, San Francisco, CA 94111 • United States

Jupiter, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Los Angeles CA 03/2021 10/2021
Wells Fargo Bank, Na Los Angeles CA 02/2008 10/2021
First Republic Securities Company Llc Jupiter FL 10/2021 Present
First Republic Investment Management, Inc. Jupiter FL 10/2021 Present
J.P. Morgan Securities Llc Jupiter FL 09/2023 Present
  • 03/2021 → 10/2021
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
  • 02/2008 → 10/2021
    Wells Fargo Bank, Na
    Los Angeles, CA
  • 10/2021 → Present
    First Republic Securities Company Llc
    Jupiter, FL
  • 10/2021 → Present
    First Republic Investment Management, Inc.
    Jupiter, FL
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    Jupiter, FL
Previous Registrations
  • 2021-10-08 → 2025-03-20
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    Jupiter, FL
  • 2021-10-08 → 2021-10-15
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-01-15
  • S63 Uniform Securities Agent State Law Examination
    2022-01-15
Designations
Other Names
  • Charlie Rodgers
  • Charles Austin Rodgers

View on SEC IAPD

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WIN ADVISORS, INC · PALM BEACH GARDENS, FL
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