Charles Rodgers

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → 10/2021
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
• 02/2008 → 10/2021
  Wells Fargo Bank, Na
  Los Angeles, CA
• 10/2021 → Present
  First Republic Securities Company Llc
  Jupiter, FL
• 10/2021 → Present
  First Republic Investment Management, Inc.
  Jupiter, FL
• 09/2023 → Present
  J.P. Morgan Securities Llc
  Jupiter, FL

Previous Registrations

• 2021-10-08 → 2025-03-20
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  Jupiter, FL
• 2021-10-08 → 2021-10-15
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
  St. Louis, MO

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-01-15

Designations

• Chartered Financial Analyst

Other Names

• Charlie Rodgers
• Charles Austin Rodgers