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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-14
  • SC RA
    APPROVED
    Since 2025-01-14

Branch Locations

1080 Morrison Dr Ste 210, Charleston, SC 29403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aqua B Boutique Mooresville NC 06/2020 03/2021
Davidson College Davidson NC 08/2017 05/2021
Davidson College Davidson NC 08/2018 05/2019
Wando High School Mount Pleasant SC 08/2013 06/2017
Nordstrom Rack Mount Pleasant SC 06/2017 08/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2021 07/2021
Northwestern Mutual Investment Services Llc Charlotte NC 09/2021 01/2025
Kevin Salazar Charlotte NC 07/2021 Present
Steven Shak Charlotte NC 08/2022 12/2022
Drew Pavlov Charlotte NC 09/2022 Present
Austin Matz Charlotte NC 03/2023 Present
Michael Cozier Charlotte NC 10/2023 Present
235 Magrath Darby Blvd Mt Pleasant SC 01/2025 Present
John Miralia Charleston SC 05/2025 Present
  • 06/2020 → 03/2021
    Aqua B Boutique
    Mooresville, NC
  • 08/2017 → 05/2021
    Davidson College
    Davidson, NC
  • 08/2018 → 05/2019
    Davidson College
    Davidson, NC
  • 08/2013 → 06/2017
    Wando High School
    Mount Pleasant, SC
  • 06/2017 → 08/2017
    Nordstrom Rack
    Mount Pleasant, SC
  • 04/2021 → 07/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2021 → 01/2025
    Charlotte, NC
  • 07/2021 → Present
    Kevin Salazar
    Charlotte, NC
  • 08/2022 → 12/2022
    Steven Shak
    Charlotte, NC
  • 09/2022 → Present
    Drew Pavlov
    Charlotte, NC
  • 03/2023 → Present
    Austin Matz
    Charlotte, NC
  • 10/2023 → Present
    Michael Cozier
    Charlotte, NC
  • 01/2025 → Present
    235 Magrath Darby Blvd
    Mt Pleasant, SC
  • 05/2025 → Present
    John Miralia
    Charleston, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-14
  • S66 Uniform Combined State Law Examination
    2021-12-14
Other Names
  • Arianna Franchak

View on SEC IAPD

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