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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-20 |
Branch Locations
17806 I-10 W Promenade 1 Ste 120, San Antonio, TX 78257 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Antonio | TX | 03/2021 | Present |
| Amazing Lash | San Antonio | TX | 06/2020 | 01/2021 |
| Full Time Student | San Antonio | TX | 01/2020 | 06/2020 |
| Unemployed | San Antonio | TX | 01/2021 | 03/2021 |
| Lucianos | San Antonio | TX | 05/2017 | 10/2018 |
| Dr Brent Gillespie Dpm | San Antonio | TX | 08/2018 | 01/2020 |
| Sadies | Albuquerque | NM | 06/2013 | 04/2017 |
1) 07/10/2024 - Notary - Investment related - San Antonio TX 78257 - 1Hour per month - Start date: 06/23/2021. 2) 07/10/2024 - Genesis Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start date: 03/04/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-17 |
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