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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-10 |
Branch Locations
440 Mamaroneck Ave Suite 506, Harrison, NY 10528 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Greenwich | CT | 03/2021 | 04/2025 |
| N/A | Dobbs Ferry | NY | 05/2020 | 03/2021 |
| M&T Bank | Harrison | NY | 12/2019 | 04/2020 |
| Td Bank | Larchmont/Yonkers | NY | 08/2017 | 11/2019 |
| Td Bank | Larchmont | NY | 01/2017 | 08/2017 |
| Td Bank | Scarsdale | NY | 08/2016 | 01/2017 |
| Hightower Westchester | Harrison | NY | 02/2026 | Present |
| N/A | Dobbs Ferry | NY | 04/2025 | 02/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-28 |
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