Michael Prosen

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-09-23
IL	RA	APPROVED	2012-10-01

TX RA
APPROVED_RES

Since 2013-09-23
IL RA
APPROVED

Since 2012-10-01

Branch Locations

1840 N Milwaukee Ave, Vernon Hills, IL 60061 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Chase	Vernon Hills	IL	04/2007	Present
J.P. Morgan Securities Llc	Libertyville	IL	10/2012	Present

04/2007 → Present

Jp Morgan Chase

Vernon Hills, IL
10/2012 → Present

J.P. Morgan Securities Llc

Libertyville, IL

Previous Registrations

2007-04-11 → 2012-10-01

Chase Investment Services Corp.

Libertyville, IL

Bannockburn, IL

Vernon Hills, IL
2005-06-21 → 2007-03-30

Ameriprise Financial Services, Llc

Lombard, IL

Chicago, IL

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/15/2013 ADDRESS: 228 SCHAUMBURG, IL. DETAILS: CONDO. HOURS DEDICATED (per month unless otherwise indicated): COUPLE HOURS A MONTH DURING NON BUSINESS HOURS HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-20

S66 Uniform Combined State Law Examination

2005-06-20

Other Names

Michael John Prosen

View on SEC IAPD