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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-25 |
| CA | RA | APPROVED | 2022-04-13 |
Branch Locations
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Irvine | CA | 03/2021 | 02/2022 |
| Mt. San Antonio College | Walnut | CA | 07/2016 | 12/2018 |
| University Of Southern California | Walnut | CA | 01/2019 | Present |
| The Prudential Insurance Company Of America | Irvine | CA | 10/2021 | 02/2022 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 02/2022 | Present |
LABORS OF LUV LLC, NOT INVT RELATED, WALNUT, CA, 100% OWNERSHIP, START DATE 12/31/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, GRAVESITE DECOR COMPANY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-11 |
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