William Tate Dunn

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Norman, OK
• 11/2023 → 02/2025
  Paycom
  Oklahoma City, OK
• 07/2023 → 10/2023
  Adaptation Financial
  Oklahoma City, OK
• 02/2023 → 07/2023
  Ymca
  Oklahoma City, OK
• 03/2021 → 09/2022
  Wells Fargo Advisors
  Oklahoma City, OK
• 11/2020 → 01/2021
  American Income Life
  Oklahoma City, OK
• 10/2022 → 01/2023
  Unemployed
  Oklahoma City, OK
• 05/2019 → 10/2020
  The Advisory Group
  Oklahoma City, OK
• 09/2019 → 09/2019
  Zips Car Wash
  Oklahoma City, OK
• 05/2019 → 05/2019
  Home Depot
  Edmond, OK
• 04/2019 → 04/2019
  Fedex
  Edmond, OK
• 01/2019 → 01/2019
  Parking Management Company
  Oklahoma City, OK
• 12/2018 → 01/2019
  Target
  Edmond, OK
• 01/2019 → 03/2019
  Grace Contracting
  Edmond, OK
• 08/2018 → 11/2018
  Unemployed
  Oklahoma City, OK
• 10/2016 → 06/2017
  Ditch Witch
  Perry, OK
• 08/2017 → 04/2018
  Fox Lumber Company
  Oklahoma City, OK
• 05/2018 → 08/2018
  Oklahoma Department Of Education
  Perry, OK
• 01/2016 → 09/2016
  Unemployed
  Edmond, OK
• 06/2017 → 08/2017
  Unemployed
  Edmond, OK
• 01/2021 → 03/2021
  Unemployed
  Edmond, OK
• 11/2023 → 01/2024
  Topstep, Llc
  Oklahoma City, OK
• 01/2024 → 02/2024
  Topstep, Llc
  Oklahoma City, OK
• 04/2024 → 06/2024
  Topstep, Llc
  Oklahoma City, OK
• 10/2024 → 11/2024
  Topstep, Llc
  Oklahoma City, OK
• 12/2024 → 12/2024
  Topstep, Llc
  Oklahoma City, OK
• 01/2018 → 01/2018
  Dillards
  Oklahoma City, OK
• 04/2025 → Present
  Bank Of America, N.A.
  Norman, OK

Exams

• S66 Uniform Combined State Law Examination
  2025-04-26

Other Names

• Tate Dunn
• William T Dunn