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Susan Gim

Morgan Stanley

Purchase, NY

CRD 7345316

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-01
TX RA APPROVED 2026-06-01
  • NY RA
    APPROVED
    Since 2026-06-01
  • TX RA
    APPROVED
    Since 2026-06-01

Branch Locations

2000 Westchester Avenue, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Distributors, Llc New York NY 03/2021 07/2025
Martin Currie New York NY 03/2021 07/2025
Homemaker Harrison NY 06/2016 03/2021
Morgan Stanley Purchase NY 03/2026 Present
Self Employed Harrison NY 07/2025 03/2026
Morgan Stanley & Co. Llc Purchase NY 08/2026 Present
  • 03/2021 → 07/2025
    Franklin Distributors, Llc
    New York, NY
  • 03/2021 → 07/2025
    Martin Currie
    New York, NY
  • 06/2016 → 03/2021
    Homemaker
    Harrison, NY
  • 03/2026 → Present
    Morgan Stanley
    Purchase, NY
  • 07/2025 → 03/2026
    Self Employed
    Harrison, NY
  • 08/2026 → Present
    Morgan Stanley & Co. Llc
    Purchase, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-01
S63 Uniform Securities Agent State Law Examination 2021-04-26
  • S65 Uniform Investment Adviser Law Examination
    2026-06-01
  • S63 Uniform Securities Agent State Law Examination
    2021-04-26
Other Names
  • Susan Hyunah Gim

View on SEC IAPD

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