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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-21
FL RA APPROVED 2024-08-08
  • TX RA
    APPROVED_RES
    Since 2024-08-21
  • FL RA
    APPROVED
    Since 2024-08-08

Branch Locations

1819 Main St, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Good Shepherd Hospice Sebring FL 12/2003 02/2021
B.RIley Wealth Management, Inc. Nashville TN 03/2021 10/2022
B. Riley Wealth Advisors, Inc. Nashville TN 07/2022 10/2022
B. Riley Wealth Advisors, Inc. Nashville TN 07/2022 10/2022
Oppenheimer & Co, Inc. Nashville TN 10/2022 01/2023
Statler Financial Services, Inc. Sebring FL 08/2023 07/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sarasota FL 07/2024 Present
Bank Of America, N.A. Sarasota FL 09/2024 Present
Oppenheimer & Co, Inc. Nashville TN 02/2023 08/2023
Previous Registrations
  • 2023-09-05 → 2024-05-31
    Statler Financial Services, Inc.
    Sebring, FL
  • 2022-10-31 → 2023-08-04
    Nashville, TN
    Sebring, FL
  • 2021-07-06 → 2022-10-25
    B. Riley Wealth Management
    Nashville, TN
    Sebring, FL
  • 2022-08-23 → 2022-10-25
    Sebring,, FL
    Nashville, TN
Other Businesses

1.Land Shapes, Inc., an S Corporation; Non Investment- related; Sebring, FL 33876; Land Clearing Business - Shareholder, Director, Secretary, Treasurer; Start date: 1996; 1-2 hours/ month devoted, 0 during securities trading hours. Land Clearing Business - Duties are overseeing a bookkeeper, tax documents, meetings with business partner, and organizing mail. 2. Ridgeland Ag Corp., an S Corporation; Non Investment - related; Sebring, FL 33876; Director, Secretary, Treasurer - Agriculture business, citrus and cattle; Start date: 2009. 3-5 hours/ month devoted, 0 during securities trading hours. Director, Secretary, Treasurer - Duties are overseeing a bookkeeper, tax documents, meetings with owner, and organizing mail.3. Highlands County CattleWomen's Association, Sebring, FL 33876, Treasurer, Start Date: October 2019, 2-4 hours/month devoted, 0 hours per month devoted during securities trading hours, Duties are performing AP, AR, and bookkeeping services. 4. Fixed Insurance (Non-variable), Sebring, FL, Investment Related, Insurance Agent, Start Date: 08/2023, Licensed since 07/10/2021, 0 hours per month devoted, 0 hours per month devoted during securities trading hours, fixed insurance sales. I*1951272, Entity Type:Entity For Profit, Name of OBA: Ridgeland Ag Corp Address: Sebring, FL 33876 Investment Related: NO Position, Title, Association: Treasurer,Director Employee Start Date: 9/1/2009 No Hours: 3 hrs monthly No Hours during trading: Duties:Director, Secretary, Treasurer - Duties are overseeing a bookkeeper, overseeing the filing tax documents, consulting, and attending meetings with owner. I*1951273 , Entity Type,charitable Name of OBA: Address: Highlands County CattleWomens Association Investment Related: no Position, Title, Association: treasurer Employee Start Date:01/01/2020 No Hours: 3 monthly No Hours during trading: 0 Duties:Treasurer of the organization I*5007274, Entity Type: , Name of OBA: Empath Tidewell Foundation, Address: Sarasota, Florida, 34239, Investment Related: N, Position, Title, Association: committee, Employee Start Date: 08/11/2026, No Hours: 3 Monthly, No Hours during Trading: 2 Monthly, Duties: Serve on a committee for their annual Lakeside legacy Walk. Hospice Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-03
  • S66 Uniform Combined State Law Examination
    2021-07-03
Other Names
  • Michelle Brooks Tauchen
  • Michelle Lynn Brooks
  • Michelle B Tauchen
  • Michelle Tauchen

View on SEC IAPD

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