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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-03-31 |
Branch Locations
406 E Jefferson [Satellite], Effingham, IL 62401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Charleston | IL | 03/2021 | Present |
| Swearingen Enterprises, Llc | Neoga | IL | 02/2015 | Present |
Swearingen Enterprises, LLC Not investment-related 941 N 3525 E Rd Neoga, IL 62447 Vacation and home rentals 5% Partner Start Date: 02/2015 1 hour per month 0 hours devoted during securities trading hours Silent Partner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-31 |
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