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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-09-16
  • GA RA
    APPROVED
    Since 2024-09-16

Branch Locations

102 Parkside Commons Ste 102, Greensboro, GA 30642 • United States

3560 Lenox Rd Ne Suite 2727, Atlanta, GA 30326 • United States

1020 Parkside Commons Ste 102, Greensboro, GA 30642 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Atlanta GA 05/2022 Present
Edward Jones Senoia GA 05/2021 08/2021
Georgia College & State University Milledgeville GA 08/2019 05/2023
Whitewater Creek Country Club Fayetteville GA 09/2017 08/2020
Starrs Mill Highschool Fayetteville GA 08/2015 05/2019
  • 05/2022 → Present
    Atlanta, GA
  • 05/2021 → 08/2021
    Edward Jones
    Senoia, GA
  • 08/2019 → 05/2023
    Georgia College & State University
    Milledgeville, GA
  • 09/2017 → 08/2020
    Whitewater Creek Country Club
    Fayetteville, GA
  • 08/2015 → 05/2019
    Starrs Mill Highschool
    Fayetteville, GA
Other Businesses

1) 11/22/2023 - Platinum Wealth Management of Buckhead - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date:10/31/2023 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 08/21/2025 - Other - Notary - Not Investment Related - Start Date:04/16/2025 - 1 Hrs/Mth - 0 Hrs During Trading. 3. 09/19/2025 - Ellie Camp LLC - Other - Marketing Consultant - Home Based - Not Inv rel - Start date: 09/01/2025 - 60Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-09
  • S66 Uniform Combined State Law Examination
    2024-09-09
Other Names
  • Ellie Camp

View on SEC IAPD

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