Phillip Z Klimaitis

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2026 → Present
  Jpmorgan Chase Bank, N.A.
  Chicago, IL
• 03/2026 → Present
  J.P. Morgan Securities Llc
  Chicago, IL
• 10/2024 → 03/2026
  Merrill Lynch (Bank Of America Corporation)
  Chicago, IL
• 04/2021 → 10/2024
  Morgan Stanley
  Chicago, IL
• 04/2021 → 12/2021
  E*Trade Financial Corporation
  Chicago, IL
• 12/2019 → 03/2021
  Unemployed
  Chicago, IL
• 03/2017 → 11/2019
  Prinova Inc.
  Carol Stream, IL
• 03/2005 → 03/2017
  Klimaitis Builders
  Orland Park, IL

Previous Registrations

• 2024-11-15 → 2026-03-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 2024-07-31 → 2024-10-30
  Morgan Stanley
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2024-07-31
• S63 Uniform Securities Agent State Law Examination
  2021-08-09

Other Names

• Phillip Z Klimaitis